-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BksgijgMdprcGFkXqAluzXNqC9R+107wD5/kz1jXYdnmPGfzg2iZhJa5nQ2BKN6R lrsHwYETLx/6lhqlU0qr+A== 0001144204-08-011330.txt : 20080222 0001144204-08-011330.hdr.sgml : 20080222 20080222153000 ACCESSION NUMBER: 0001144204-08-011330 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080222 DATE AS OF CHANGE: 20080222 GROUP MEMBERS: BLACK RIVER LONG/SHORT FUND LTD. TAX ID #98-0475958 GROUP MEMBERS: BLACK RIVER LONG/SHORT OPPORTUNITY FUND LLC TAX ID #30-03302 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCARE INC CENTRAL INDEX KEY: 0001003464 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330618093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50293 FILM NUMBER: 08636302 BUSINESS ADDRESS: STREET 1: 201 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 8004184677 MAIL ADDRESS: STREET 1: 201 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Black River Asset Management LLC CENTRAL INDEX KEY: 0001303241 IRS NUMBER: 412066451 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 12700 WHITEWATER DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: 952-984-3557 MAIL ADDRESS: STREET 1: 12700 WHITEWATER DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 SC 13G/A 1 v104768_sc13ga.htm Unassociated Document
 
   
OMB APPROVAL
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB Number:3235-0145
Expires:February 28, 2009
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SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 2)*
 
 
 
 
Endocare, Inc.
 
 
(Name of Issuer)
 
Common Stock
 
 
(Title of Class of Securities)
 
29264P104
 
 
(CUSIP Number)
 
December 31, 2007
 
 
(Date of Event Which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
x
Rule 13d-1(b)

 
x
Rule 13d-1(c)

 
o
Rule 13d-1(d)
 

 
CUSIP No.  29264P104 
13G
 
 
 
 
 
1
 
NAMES OF REPORTING PERSONS:
 
 
 
Black River Asset Management LLC
Tax ID #41-2066451
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
 
(a)  o
 
(b)  o
3
 
SEC USE ONLY:
 
 
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION:
 
 
 
State of Delaware
 
5
 
SOLE VOTING POWER:  
 
 
 
NUMBER OF
 
983,937
SHARES
6
 
SHARED VOTING POWER:  
BENEFICIALLY
 
 
OWNED BY
 
0
EACH
7
 
SOLE DISPOSITIVE POWER: 
REPORTING
 
 
PERSON
 
983,937
WITH:
8
 
SHARED DISPOSITIVE POWER: 
 
 
 
 
 
0
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
 
 
 
983,937
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
 
 
 
Not applicable
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
 
 
 
8.5%
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
 
 
 
IA
 

 
CUSIP No.  29264P104 
13G
 
 
 
 
 
1
 
NAMES OF REPORTING PERSONS:
 
 
 
Black River Long/Short Fund Ltd.
Tax ID #98-0475958
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
 
(a)   x
 
(b)  o
3
 
SEC USE ONLY:
 
 
 
   
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION:
 
 
 
Cayman Islands   
 
5
 
SOLE VOTING POWER:  
 
 
 
NUMBER OF
 
819,105
SHARES
6
 
SHARED VOTING POWER:  
BENEFICIALLY
 
 
OWNED BY
 
0
EACH
7
 
SOLE DISPOSITIVE POWER: 
REPORTING
 
 
PERSON
 
819,105
WITH:
8
 
SHARED DISPOSITIVE POWER: 
 
 
 
 
 
0
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
 
 
 
819,105
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
 
 
 
Not applicable.
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
 
 
 
7.1%
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
 
 
 
OO
 
 
 

 
 
CUSIP No.  29264P104
13G
 
 
 
 
 
1
 
NAMES OF REPORTING PERSONS:
 
 
 
Black River Long/Short Opportunity Fund LLC
Tax ID #30-0330292
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
 
(a)  x
 
(b)  o
3
 
SEC USE ONLY:
 
 
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION:
 
 
 
Delaware
 
5
 
SOLE VOTING POWER:  
 
 
 
NUMBER OF
 
164,832
SHARES
6
 
SHARED VOTING POWER:  
BENEFICIALLY
 
 
OWNED BY
 
0
EACH
7
 
SOLE DISPOSITIVE POWER: 
REPORTING
 
 
PERSON
 
164,832
WITH:
8
 
SHARED DISPOSITIVE POWER: 
 
 
 
 
 
0
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
 
 
 
164,832
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
 
 
 
Not applicable.
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
 
 
 
1.4%
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
 
 
 
OO
 
 
 

 
 
Item 1.
   
 
(a)
Name of Issuer
   
Endocare, Inc.
     
 
(b)
Address of Issuer's Principal Executive Offices
   
201 Technology Drive
   
Irvine, CA 92618
Item 2.
   
 
(a)
Name of Person Filing
     
   
This statement is filed by: (i) Black River Asset Management LLC (“Black River”) with respect to shares of common stock of the Issuer (“Shares”) owned by Black River Long/Short Fund Ltd. (“Long/Short Fund”) and Black River Long/Short Opportunity Fund LLC (“Long/Short Opportunity Fund”); and (ii) the Long/Short Fund with respect to Shares owned by it; and Long/Short Opportunity Fund with respect to Shares owned by it.
     
 
(b)
Address of Principal Business Office or, if none, Residence
     
   
Business office of Black River and Long/Short Opportunity Fund
   
12700 Whitewater Drive
   
Minnetonka, MN 55343
     
   
The address of the principal business office of Long/Short Fund
   
P.O. Box 309
   
Ugland House
   
Grand Cayman KY1-1104 Cayman Islands
     
 
(c)
Citizenship
     
   
Black River and the Long/Short Opportunity Fund are Delaware limited liability companies.
   
Long/Short Fund is a Cayman Islands exempted company.
     
 
(d)
Title of Class of Securities
     
   
Common Stock
     
 
(e)
CUSIP Number
     
   
29264P104
 
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
       
 
(a)
o
Broker or dealer registered under section 15 of the Act.
       
 
(b)
o
Bank as defined in section 3(a)(6) of the Act.
       
 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act.
       
 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940.
       
 
(e)
x
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
       
 
(f)
o
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
       
 
(g)
o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
       
 
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
       
 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
     
Investment Company Act of 1940.
       
 
(j)
o
Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
 

 

Item 4. Ownership

The percentages used herein are calculated based upon the Shares issued and outstanding as of September 30, 2007, as reported on the Issuer’s quarterly report on Form 10-Q filed for the quarterly period ending September 30, 2007.

1. Black River Asset Management LLC (“Black River”)
(a) Amount beneficially owned: 983,937
(b) Percent of class: 8.5%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 983,937
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 983,937
(iv) Shared power to dispose or to direct the disposition of: 0

2. Black River Long/Short Fund Ltd. (“Long/Short Fund”)
(a) Amount beneficially owned: 819,105
(b) Percent of class: 7.1%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 819,105
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 819,105
(iv) Shared power to dispose or to direct the disposition of: 0

3. Black River Long/Short Opportunity Fund LLC (“Long/Short Opportunity Fund”)
(a) Amount beneficially owned: 164,832
(b) Percent of class: 1.4%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 164,832
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 164,832
(iv) Shared power to dispose or to direct the disposition of: 0

Black River does not own any Shares or securities convertible into Shares. Pursuant to an investment advisory agreement, Black River has investment and voting power with respect to the securities held by the Long/Short Fund and Long/Short Opportunity Fund.
 
Item 5.
Ownership of Five Percent or Less of a Class
   
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o
   
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
   
 
Not applicable.
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   
 
Not applicable.
   
Item 8.
Identification and Classification of Members of the Group
   
 
Not applicable.
   
Item 9.
Notice of Dissolution of Group
   
 
Not applicable.
   
Item 10.
Certification
   
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 
 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth
in this statement is true, complete and correct.
 
February 22, 2008
 
Date
 
/s/ Robert S. Goedken
 
Signature
 
Black River Asset Management LLC
Robert S. Goedken, Chief Legal Officer
 
Name/Title
 

 
 
February 22, 2008
 
Date
 
/s/ Robert S. Goedken
 
Signature
 
Black River Long/Short Fund Ltd.
By: Black River Asset Management LLC, Its Investment Adviser
Robert S. Goedken, Chief Legal Officer
 
Name/Title
 

 
 
February 22, 2008
 
Date
 
/s/ Robert S. Goedken
 
Signature
 
Black River Long/Short Opportunity Fund LLC
By: Black River Asset Management LLC, Its Investment Adviser
Robert S. Goedken, Chief Legal Officer
 
Name/Title

 
 

 
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